Regulatory Reporting and Instrument Identification in APAC

Chris Pickles

Chris PicklesFor financial institutions in countries in the EU or the USA, it can be hard to imagine the complexities of regulatory reporting in the Asia/Pacific region. The USA may have multiple regulators (eg SEC, CFTC, FINRA) but it is still a single regulatory regime. The EU has 28 separate member-states and even more national regulators, but More...

by Steve | Published 2 years ago
Chris Rojek, Head of Business Practice, Front Arena, APAC, SunGard
By Steve On Friday, December 5th, 2014
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How efficient is your cross asset margining?

Chris Rojek, Head of Business Practice, Front Arena, APAC, SunGardOn the 30, October Asia Etrading in partnership with Sungard brought together a panel of specialists for a webcast to examine the complexities and More...

By Steve On Wednesday, September 10th, 2014
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Assessing The Impact Of The HK SFC’s Electronic Trading Regulations

Zoltan Feledy, Director, Asia Pacific Execution Sales, Bank of America Merrill Lynch – The Hong Kong Securities and Futures Commission’s regulations on electronic trading came into effect at the beginning More...

By Steve On Wednesday, September 10th, 2014
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Collateral Management In Asia: Eight Questions Clients Are Always Asking

Sam Ahmed – Sam Ahmed explains the difference between management and optimisation of collateral, with an opinion on how to select the right model for your firm. Across the industry, there is a lack of certainty More...

Figure 1: The tracking properties of the Huatai CSI300 Index ETF and the Harvest CSI300 Index ETF as compared to their underlying index, the CSI300.
By Steve On Tuesday, July 8th, 2014
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Understanding ETF Tracking Errors

Hongsong Chou CEO Charles River AdvisorsAfter an explosive growth in the 1990s and early 2000s, index tracking ETFs still attract both institutional and retail investors. According to Strategic Insight, about 280 More...

By Steve On Thursday, May 8th, 2014
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Should Asia Be Concerned With ‘Flash Boys’ and HFT?

Arjen Gaasbeek, Managing Director, GAAz QT “Asia should not be too concerned with Flash Boys and HFT as the market structure in Asia is not very sensitive to, what some call, HFT ‘abuse’, as described More...

By Steve On Thursday, May 8th, 2014
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Are we seeing the end of fragmentation in Asia?

Are we seeing the end of fragmentation in Asia?Asia’s fragmentation story has had just a few bright spots namely in Australia and Japan. Australia has probably been the most affected by the developments with More...

By Steve On Tuesday, March 11th, 2014
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What Do You Think About SGX Moving To T+2 Settlement?

Sam Ahmed, Head of Collateral Services Sales APAC, Citibank “Singapore’s adoption of a T+2 settlement can potentially act as a catalyst for the rest of the region to undertake measures in moving More...

By Steve On Sunday, January 12th, 2014
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Are you ready for the HK SFC’s new electronic trading requirements?

Purpose:Hong Kong’s regulator the SFC is changing the it polices with respect to intermediaries managing and mitigating risks that arise from trading in an automated environment. Inline with IOSCO’s More...

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