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Thai SEC to launch new schemes for cross-border securities offerings
Vorapol Socatiyanurak, Thailand SEC Secretary-General -The SEC will issue the >>
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Thai SEC strives forward AFET- TFEX integration
Vorapol Socatiyanurak, Thailand SEC Secretary-General -The SEC has moved >>
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Thai SEC Reorganizes Line Of Command
Vorapol Socatiyanurak, Thailand SEC Secretary-General -The SEC Board approved >>
All Thailand Regulators
Thai SEC to launch new schemes for cross-border securities offerings
Vorapol Socatiyanurak, Thailand SEC Secretary-General -The SEC will issue the regulations to promote more financial product variety and thus widen investment choices on foreign securities for investors in Thailand. Prakid Punyashthiti, SEC Assistant Secretary – General, said that the SEC is >>
Thai SEC strives forward AFET- TFEX integration
Vorapol Socatiyanurak, Thailand SEC Secretary-General -The SEC has moved forward the integration of the Agricultural Futures Exchange of Thailand (AFET) and the Thailand Futures Exchange (TFEX) in accordance with the Cabinet resolution on December 30, 2014, along with the transfer of work and >>
Thai SEC Reorganizes Line Of Command
Vorapol Socatiyanurak, Thailand SEC Secretary-General -The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong supervises Prevention and Development Division and Market Intermediaries >>
Thai SEC Elected As A Member Of The IOSCO Board
Vorapol Socatiyanurak, Thailand SEC Secretary-General -The SEC was elected to be a member of International Organization of Securities Commission (IOSCO) Board at the annual meeting of the IOSCO held in Brazil on September 28, 2014 as a representative of the IOSCO Asia-Pacific Regional Committee. >>
Thai SEC Revises Regulations On Foreign Currency Denominated Investment Services
Vorapol Socatiyanurak, Thailand SEC Secretary-General -Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved to revise the regulations on services concerning investment in products denominated foreign currencies. The revised regulations will >>
Thai SEC Revokes Approval Of Two Securities Investment Consultants
Vorapol Socatiyanurak, Thailand SEC Secretary-General -The SEC revoked approval of 2 securities investment consultants for ten years; Thanjira Pholwatthanakul (formerly named Natthareeya Kulpakawa), a consultant of Tisco Asset Management Co., Ltd., and Surasak Sakrittiron. Following the report >>
Thai SEC Sanctions Five Capital Market Personnel
Vorapol Socatiyanurak, Thailand SEC Secretary-General -The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where Supasit Skontanarak was barred from holding any securities company management positions while his capital market investment consultant status >>
Thai OTC Derivatives Market Set To Open Up To Accredited Investors
Vorapol Socatiyanurak, Thailand SEC Secretary-General -In response to the Bank of Thailand’s plan to further relax barriers around capital flows into Thailand, the Securities and Exchange Commission in the country has announced that it will allow mutual funds that cater to accredited investors to >>
ACMF Launched Framework For The Cross-border Offering Of ASEAN CIS
Datuk Ranjit Ajit Singh, Chairman, Malaysia Securities Commission -The ASEAN Capital Markets Forum (“ACMF”) announced on 25 August that the ASEAN CIS Framework for cross-border offering of collective investment schemes (“CIS”) is now operational in Malaysia, Singapore and Thailand >>
SEC Seeks Comments On Revised Regulations On Thai Foreign Currency Denominated Investment Services
Vorapol Socatiyanurak, Thailand SEC Secretary-General -The SEC is seeking public comment on revised draft regulations on services in investment products denominated foreign currencies to facilitate cross-border investment. The proposed regulations will no longer limit types of business operators >>
