Tag archive for ‘securities’
Atsushi Saito President & CEO TSE
By Steve On Friday, June 17th, 2016

TSE Imposes Disciplinary Action against Credit Suisse Securities

Atsushi Saito President & CEO TSE GroupTokyo Stock Exchange, Inc. (hereinafter “TSE”) has taken disciplinary action (imposition of a JPY 60 million fine) against Credit Suisse Securities (Japan) More...

Ashley Alder,  chief executive officer of the Securities and Futures Commission
By Steve On Tuesday, May 31st, 2016

HK SFC reprimands and fines Guotai Junan Securities $1.3 million

Ashley Alder, chief executive officer of the Securities and Futures CommissionThe Securities and Futures Commission (SFC) has reprimanded and fined Guotai Junan Securities (Hong Kong) Limited (Guotai Junan) $1.3 More...

Steve Colwill, CEO and Chief Architect, Velocimetrics
By Steve On Wednesday, March 4th, 2015

Australian Securities Exchange Implements Velocimetrics

Steve Colwill, CEO and Chief Architect, VelocimetricsVelocimetrics, today announces that the Australian Securities Exchange (ASX), has implemented Velocimetrics. The solution delivers real-time visibility of latency More...

Vorapol Socatiyanurak, Thailand SEC Secretary-General
By Steve On Saturday, February 28th, 2015

Thai SEC to launch new schemes for cross-border securities offerings

Vorapol Socatiyanurak, Thailand SEC Secretary-General –The SEC will issue the regulations to promote more financial product variety and thus widen investment choices on foreign securities for investors in More...

By Steve On Friday, February 6th, 2015

Korea Securities Depository (KSD) and Clearstream launch investment fund cooperation

Jaehoon Yoo, Chairman & CEO, Korea Securities DepositoryOn 2 February 2015, Korea Securities Depository (KSD) and Clearstream signed a contractual framework in Seoul which launches their investment fund cooperation. More...

By Steve On Tuesday, February 3rd, 2015

Pershing Securities Australia Signs with Broadridge to Advance its Multi-Asset Post-Trade Processing

Akhter Khan, BroadridgeBroadridge Financial Solutions, Inc. announced that Pershing Securities Australia Limited, part of BNY Mellon, has selected Broadridge’s Australian post-trade processing solution as its More...

By Steve On Monday, February 2nd, 2015

China Merchants Securities partners with Fidessa

Jean-Pierre Baron, Managing Director, Fidessa in Asia –Fidessa has announced that China Merchants Securities (CMS) is live on Fidessa’s fully managed and outsourced Asian trading platform, having upgraded More...

By Steve On Wednesday, December 3rd, 2014

SGX announces delayed market open for its securities market on 3rd December

Magnus Bocker CEO of SGX –Singapore Exchange (SGX) announces that the securities market will start continuous trading at 1230 hrs on 3rd December 2014, with the pre-open routine at 1200 hrs. This delayed More...

By Steve On Thursday, November 27th, 2014

LME Approves China Merchants Securities As Category 2 Member

Garry Jones London Metal Exchange CEO –The London Metal Exchange (LME) has approved China Merchants Securities (UK) Limited (CMS) for category 2, associate broker clearing membership. CMS was also approved More...

By Steve On Tuesday, November 11th, 2014

Yuanta Securities Go Live On Calastone Network

Julien Hammerson, Chairman & CEO, Calastone –Calastone, the global transaction network for the funds industry, announce on 11 November that Taiwanese distributor, Yuanta Securities, is now live on the More...

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