Tag archive for ‘Regulatory’
Chris Pickles
By Steve On Thursday, May 7th, 2015

Regulatory Reporting and Instrument Identification in APAC

Chris PicklesFor financial institutions in countries in the EU or the USA, it can be hard to imagine the complexities of regulatory reporting in the Asia/Pacific region. The USA may have multiple regulators (eg More...

By Steve On Thursday, October 30th, 2014

SGX Announces Resignation Of Chief Regulatory Officer

Magnus Bocker CEO of SGX –Singapore Exchange (SGX) on 29 October said Richard Teng, Chief Regulatory Officer, has decided to leave the organisation effective 28 February 2015. He will be taking on the role More...

By Steve On Monday, June 23rd, 2014

China Securities Regulatory Commission Signs A Memorandum Of Understanding With The Isle Of Man Financial Supervision Commission

Guo Shuqing, chairman CSRCA delegation from the China Securities Regulatory Commission (“CSRC”) has visited the Island at the invitation of the Chief Minister to sign a Memorandum of Understanding (“MOU”) More...

By Steve On Tuesday, May 20th, 2014

Japan OTC Exchange Receives Regulatory Permission To Open Market

Tadashi Ezaki CEO TOCOMThe Tokyo Commodity Exchange, Inc, announced on 20 May that the Japan OTC Exchange Inc. (JOE), the joint venture with Ginga Energy Japan Pte. Ltd was granted permission by the Minister of More...

By Steve On Tuesday, November 26th, 2013

SGX and China Securities Regulatory Commission Establishing Direct Listing Framework

Magnus Bocker CEO of SGXSingapore Exchange (SGX) and the China Securities Regulatory Commission (CSRC) announced 25 November they will establish a Direct Listing Framework for companies from China to list in Singapore. More...

By Steve On Monday, September 23rd, 2013

Thomson Reuters 4th Pan-Asian Regulatory Summit

Thomson Reuters 4th Pan Asia Regulatory SummitDates: 25th – 26th September 2013 Venue: The Ritz-Carlton, Millenia, 7 Raffles Avenue, Singapore Agenda: http://accelus.thomsonreuters.com/pan-asian-summit-2013/agenda More...

By Steve On Sunday, June 16th, 2013

MAS Proposes Regulatory Framework for Financial Benchmarks

Ravi Menon Managing Director Monetary Authority of SingaporeThe Monetary Authority of Singapore (MAS) announced 14 June a proposed regulatory framework for financial benchmarks1. The new framework will enhance More...

By Steve On Sunday, June 2nd, 2013

DST Study Finds 42% of Asian Wealth Managers See Regulatory Restrictions as Biggest Challenge to Managing Customer Data

Julian Webb, DST’s Global Head of Data Management and AnalyticsDST Global Solutions, a leading provider of technology and data management solutions for the investment management industry, today released the results More...

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