Tag archive for ‘Regulators’
Sopnendu Mohanty, Chief FinTech Officer, MAS
By Steve On Thursday, June 16th, 2016
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Singaporean and Australian regulators sign agreement to support innovative businesses

Sopnendu Mohanty, Chief FinTech Officer, MASThe Monetary Authority of Singapore (MAS) and the Australian Securities and Investments Commission (ASIC) today signed an Innovation Functions Co-operation Agreement which More...

By Steve On Monday, November 10th, 2014
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Regulators Approve Launch Of Shanghai-Hong Kong Stock Connect

Ashley Alder, HK SFC CEO –The Securities and Futures Commission (SFC) and the China Securities Regulatory Commission (CSRC) have approved the launch of the Shanghai-Hong Kong Stock Connect pilot scheme following More...

By Steve On Thursday, August 7th, 2014
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SEBI Signs MoU With 27 European Regulators

Upendra Kumar Sinha SEBI Chairman – Securities and Exchange Board of India and securities market regulators of 27 member States of the European Union (“EU”) / European Economic Authority (“EEA”) More...

By Steve On Tuesday, July 24th, 2012
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HK SFC Proposes to Enhance the Regulatory Framework for Electronic Trading

Ashley Alder HK SFC CEOThe Securities and Futures Commission (SFC) has begun today a two-month public consultation on proposals to enhance the regulatory framework for electronic trading, which includes internet More...

By Steve On Sunday, July 15th, 2012
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MAS Reprimands Evia Capital Partners for Breach of the Securities and Futures Regulations

On 10 July 2012, MAS reprimanded Evia Capital Partners Pte Ltd [“ECPPL”] for repeated late lodgment of Form 25 of the Securities and Futures (Licensing and Conduct of Business) Regulations [“SF(LCB)Regs”] More...

By Steve On Wednesday, July 11th, 2012
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HK Regulators Release Consultation Conclusions, Supplemental Consultation on Proposals to Regulate OTC Derivatives Market

The Hong Kong Monetary Authority (HKMA) and Securities and Futures Commission (SFC) jointly published July 11 the Consultation Conclusions on the Proposed Regulatory Regime for the Over-the-counter (OTC) Derivatives More...

By Steve On Monday, June 25th, 2012
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SocGen Bank & Trust goes live with FRSGlobal Singapore and Hong Kong Regulatory Reporting

Steve Thurley, Vice President Asia FRSGlobalWolters Kluwer Financial Services announced today that Société Générale Bank & Trust has gone live with its FRSGlobal regulatory reporting solution. Société More...

By Steve On Tuesday, May 29th, 2012
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HKEx Receives Regulatory Approval for Launch of First Exchange-Traded RMB Currency Futures

Charles Li CEO HKExHong Kong Exchanges and Clearing Limited (HKEx) has received approval from the Securities and Futures Commission to offer Renminbi (RMB) currency futures and plans to introduce them in the third More...

By Steve On Tuesday, April 10th, 2012
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SGX Proposes Enhanced Regulatory Framework For Direct Access to Securities Market

Singapore Exchange (SGX) is consulting the public on proposed rule changes to enhance the regulatory framework for direct access to its securities market, in preparation for the ASEAN Trading Link. The ASEAN Trading More...

By Steve On Monday, December 5th, 2011
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SGX Strengthens Regulatory Team with New Appointments

Singapore Exchange (“SGX”) is pleased to appoint Mr Richard Teng as Deputy Chief Regulatory Officer effective 1 January 2012; and welcome Ms Sonia Zhang as Head of Risk Management effective 5 December 2011. In More...

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