Tag archive for ‘Instrument’
Chris Pickles
By Steve On Thursday, May 7th, 2015

Regulatory Reporting and Instrument Identification in APAC

Chris PicklesFor financial institutions in countries in the EU or the USA, it can be hard to imagine the complexities of regulatory reporting in the Asia/Pacific region. The USA may have multiple regulators (eg More...

By Steve On Saturday, August 10th, 2013

Dot Commodity Announces Registration as Financial Instrument Business Operator

Dot Commodity, Inc. (Dot), Japan’s premier commodity futures broker, is pleased to announce that Dot has been registered as a Financial Instrument Business Operator effective from August 7th, 2013 as follows: 1. More...

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