ASIC Publishes Key Documents on Dark Liquidity and High-Frequency Trading

Greg Medcraft ASIC chairmanASIC released a report and consultation paper March >>

ASIC Selects First Derivatives for New Australian Market Surveillance Solution

Brian Conlon CEO First DerivativesFirst Derivatives, a leading provider of >>

Eurex Deepens Dialogue with Chinese Market Participants and Supervisory Authorities

Andreas Preuss, Deputy CEO Deutsche BörseDeutsche Börse Group and its >>

China QFII Update

This Article Appeared in Issue 2 of the Asia Etrader Magazine (View) The >>

HK SFC Press Release – SFAT Allows Review for ex-Deutsche Trader Over Trading of HSBC Shares

Ashley Alder, HK SFC CEOThe Securities and Futures Appeals Tribunal (SFAT) >>

HK SFC statement on HKMEx – Suspected Criminal Irregularities

Ashley Alder, HK SFC CEOThe Securities and Futures Commission (SFC) issues the >>

MCX-SX receives ‘commencement certificate’ from SEBI

Joseph Massey, MD& CEO of MCX-SXMCX Stock Exchange (MCX-SX) has received the >>

India Direct Market Access Clarification from SEBI

Upendra Kumar Sinha SEBI Chairman1. SEBI, vide circular no. >>

Masamichi Kono of Japan FSA to lead IOSCOs new Board

Greg Medcraft ASIC chairmanThe International Organization of Securities >>

IOSCO Proposes Regulatory Oversight Principles for Dark Liquidity

Hans Hoogervorst, Chairman IOSCO Technical CommitteeThe Technical Committee of >>

Japan FSA Extends Temporary Measures to Restrict Short Selling

Financial Services Agency (FSA) has recently proposed revisions to the short >>

Administrative Actions Against RBS Securities Japan

The Securities and Exchange Surveillance Commission (SESC) conducted an >>

Korea FSC Reporting System for High Volume Short Sales

BACKGROUND Since the global financial crisis, major economies have adopted a >>

Excerpt from Korea FSC 2012 Financial Policy Agenda

As Europe’s ongoing debt crisis is expected to threaten global economic >>

Updated List of Shariah-compliant Securities by SC’s Shariah Advisory Council

The Securities Commission Malaysia (SC) on November 25 released an updated list >>

Malaysia Seccom Chairman Keynote Speech

Datuk Ranjit Ajit Singh Malaysia Securities Commission chairmanIt is my >>

New Zealand FMA Welcomes Financial Markets Conduct Bill

The Financial Markets Authority has welcomed the introduction into Parliament >>

NZ FMA Makes Three Further Leadership Team Appointments

The Financial Markets Authority has made three further appointments to its >>

MAS Issues Reprimand to Hupomone Capital Partners Singapore

On 11 October 2012, MAS reprimanded Hupomone Capital Partners Singapore Pte Ltd >>

MAS Issues Reprimand to Northstar Advisors

On 20 September 2012, MAS reprimanded Northstar Advisors Pte. Ltd. [“NAPL”] >>

Taiwan FSC Announced Several Measures Regarding Cross Strait Business Ties and Securities Dealing

The Taiwan FSC has recently announced several liberalisation measures regarding >>

Tawian FSC Becomes Signatory to IOSCO MMoU

Financial Supervisory Commission (FSC) chairman Mr. Chen Yuh-Chang represented >>

Thailand SEC Board Chairman Vijit Supinit Resigns

Thailand SEC Board Chairman Vijit Supinit today submitted his resignation to be >>

Thailand SEC Files Complaint Against Former UBS Securities Executive

The SEC has filed a criminal complaint with the Department of Special >>