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TSE imposes Disciplinary Action Against San-ei Securities Co.,Ltd.

Steve

The Tokyo Stock Exchange (hereinafter "TSE") has imposed disciplinary action (imposition of a JPY 5 million fine) against San-ei Securities Co.,Ltd. (hereinafter the "Company") pursuant to Rule 34, Paragraph 1, Item 8 of the Trading Participant Regulations. Additionally, the TSE has requested >>