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Nomura Statement on Recommendation by Japan’s Securities and Exchange Surveillance Commission

Japan's Securities and Exchange Surveillance Commission November 2 issued a recommendation that the Prime Minister and the Commissioner of the Financial Services Agency impose an administrative monetary penalty against Japan Advisory Ltd. on charges of insider trading committed in July 2011 in >>

OSE Disciplinary Action on Transaction Participant: Nomura Securities

On October 31, Osaka Securities Exchange ("OSE") imposed disciplinary action on Nomura Securities Co.,Ltd. ("Firm") pursuant to Rule 42(1)(ix) of the Regulations for Transaction Participants as follows. Additionally, OSE requested the submission of a business improvement report pursuant to Rule 17 >>

Nomura hires Stuart Oakley as Global Head of Asian NDFs and Head of FX Cash Trading, Asia ex-Japan

2012—Nomura, Asia’s global investment bank, announces September 24 that it has hired Stuart Oakley as Global Head of Asian Non-Deliverable Forwards (NDFs) and Head of FX Cash Trading, Asia ex-Japan. Based in Singapore, Mr. Oakley will report globally to Jai Rajpal, Global Head of FX, and >>

Nomura Announces Evolution of Global Equities Franchise

Nomura Holdings, Inc. announced Sep 6 the next step in the evolution of its Global Equities franchise, with the business now being organized along three primary segments: * Execution Services (Cash, Programs and Electronic products) in the Americas, EMEA and Asia ex-Japan will now be offered >>

Nomura Acquires Additional QFII Quota in China

Nomura Acquires Additional QFII Quota in China

Nomura Asset Management, a wholly owned subsidiary of Nomura Holdings, Inc., today announced that it has acquired an additional quota under China’s Qualified Foreign Institutional Investor (QFII) program that allows it to increase its investments in the Chinese capital markets. Nomura Asset >>

Roberto Giuffrida, Head of Global Sales at Permal

Nomura Permal Alpha Japan Neutral Fund Launched on UCITS Platform

Roberto Giuffrida, Head of Global Sales at PermalNomura, the global investment bank, and Permal Group (‘Permal’), one of the most experienced and established hedge fund investors, announced June 25 the launch of the Nomura Permal Alpha Japan Neutral Fund (‘the Fund’), a UCITS-compliant >>

Nomura Announces Senior Equities Appointments in Asia

Nomura, the global investment bank, has announced December 20 a series of senior appointments across its Asia-Pacific Equities franchise. Jean El Khoury has been appointed as Head of Equity Trading, Asia ex-Japan; Christopher Carter joins Nomura as Head of Equity Derivatives, Japan; Shinichiro >>

Nomura Adds Expertise to its Expanding Australian Equity Business With Four Key Senior Hires

Advancing the growth and momentum of its Australian operations, Nomura, the global investment bank, announced four key senior appointments to its Australian equity business on September 9. The new hires will report to Andrew Norman, Head of Equities Australia and Richard Johnson, Head of >>

Nomura appoints Head of India Equities

Nomura appoints Head of India Equities

Nomura, the global investment bank, today announced the appointment of Prabhat Awasthi as Head of Equities, India. Mr Awasthi will be responsible for the delivery of Nomura's strategy for Equities in India and strengthening the firm's local presence. Mr Awasthi will report to John Adair and Paul >>

Nomura Sees Strong Ties Between Asia and Brazil

Nomura, the global investment bank, held a seminal investor conference in Sao Paulo, Brazil on June 29. 'Nomura Brazil Forum – Exploring Links with Japan and Asia' provided an opportunity for institutional investors to access Nomura's unique insight into harnessing Asian capital flows while >>

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