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ASX Fines Bell Potter Securities Limited 125,000
The ASX Disciplinary Tribunal (the ‘Tribunal’) has imposed a total fine of >>
All Bell Potter Securities
ASX Fines Bell Potter Securities Limited 125,000
The ASX Disciplinary Tribunal (the ‘Tribunal’) has imposed a total fine of $125,000 (plus GST) on Bell Potter Securities Limited (‘Bell Potter’) for contravening the following ASX Market Rules in relation to trades made on behalf of a client without express client instructions, breaches of >>




