Thai SEC to launch new schemes for cross-border securities offerings

Vorapol Socatiyanurak, Thailand SEC Secretary-General

Vorapol Socatiyanurak, Thailand SEC Secretary-General –The SEC will issue the regulations to promote more financial product variety and thus widen investment choices on foreign securities for investors in Thailand. Prakid Punyashthiti, SEC Assistant Secretary – General, said that the SEC is drafting the regulations on primary listing to allow More...

by Steve | Published 3 years ago
By Steve On Friday, February 6th, 2015
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HK SFC welcomes appointment of Executive Director

Ashley Alder, HK SFC CEO –The Securities and Futures Commission (SFC) today welcomes the appointment by the Financial Secretary of Ms Julia Leung as Executive Director of the Investment Products Division for More...

Ashley Alder,  chief executive officer of the Securities and Futures Commission
By Steve On Thursday, January 29th, 2015
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HK SFC unveils report on asset management

Ashley Alder, HK SFC CEO –The Securities and Futures Commission (SFC) published a second report in its risk-focused industry meeting series entitled Asset Management: Looking Forward. The report follows a More...

By Steve On Thursday, January 8th, 2015
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Thai SEC strives forward AFET- TFEX integration

Vorapol Socatiyanurak, Thailand SEC Secretary-General –The SEC has moved forward the integration of the Agricultural Futures Exchange of Thailand (AFET) and the Thailand Futures Exchange (TFEX) in accordance More...

By Steve On Wednesday, November 26th, 2014
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New Zealand FMA New Chair

Murray Jack, Chairman of Financial Markets Authority –Commerce and Consumer Affairs Minister Paul Goldsmith today announced the appointment of Murray Jack as the new chair of the Financial Markets Authority More...

By Steve On Thursday, November 20th, 2014
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Japan FSA Signed Memorandum Of Cooperation With The Financial Services Commission And The Financial Supervisory Service Of South Korea

Kenichi SADO, Japan FSA Chairman, Securities and Exchange Surveillance Commission –On November 20th, 2014, the Financial Services Agency (FSA) signed a Memorandum of Cooperation regarding assistance and More...

By Steve On Monday, November 10th, 2014
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Regulators Approve Launch Of Shanghai-Hong Kong Stock Connect

Ashley Alder, HK SFC CEO –The Securities and Futures Commission (SFC) and the China Securities Regulatory Commission (CSRC) have approved the launch of the Shanghai-Hong Kong Stock Connect pilot scheme following More...

By Steve On Monday, November 3rd, 2014
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Thai SEC Reorganizes Line Of Command

Vorapol Socatiyanurak, Thailand SEC Secretary-General –The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong More...

By Steve On Friday, October 31st, 2014
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Appointment To The MAS Board Of Directors

Ravi Menon Managing Director Monetary Authority of Singapore –The Monetary Authority of Singapore (MAS) announced that Mr V K Rajah, the Attorney-General, will be appointed to its Board of Directors. Mr Rajah’s More...

By Steve On Thursday, October 30th, 2014
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Thai SEC Elected As A Member Of The IOSCO Board

Vorapol Socatiyanurak, Thailand SEC Secretary-General –The SEC was elected to be a member of International Organization of Securities Commission (IOSCO) Board at the annual meeting of the IOSCO held in Brazil More...

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