Singaporean and Australian regulators sign agreement to support innovative businesses

Sopnendu Mohanty, Chief FinTech Officer, MAS

Sopnendu Mohanty, Chief FinTech Officer, MASThe Monetary Authority of Singapore (MAS) and the Australian Securities and Investments Commission (ASIC) today signed an Innovation Functions Co-operation Agreement which aims to help innovative businesses in Singapore and Australia in their foray to the respective markets. The agreement will enable innovative More...

by Steve | Published 12 months ago
Ashley Alder,  chief executive officer of the Securities and Futures Commission
By Steve On Wednesday, June 15th, 2016
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HK SFC reprimands and fines Schroder Investment Management $1.8 million

Ashley Alder, chief executive officer of the Securities and Futures CommissionThe Securities and Futures Commission (SFC) has reprimanded and fined Schroder Investment Management (Hong Kong) Limited (Schroder) More...

Ashley Alder, HK SFC Chief Executive Officer
By Steve On Wednesday, June 15th, 2016
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HK SFC fines State Street Global Advisors $4 million

Ashley Alder, HK SFC Chief Executive OfficerThe Securities and Futures Commission (SFC) has reprimanded and fined State Street Global Advisors Asia Limited (SSGA) $4 million for its failure to comply with regulatory More...

Christopher Fix, Head of Asia Pacific, CME Group
By Steve On Friday, June 3rd, 2016
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CME Granted Recognised Clearing House Status by the Monetary Authority of Singapore

Christopher Fix, Head of Asia Pacific, CME GroupCME Group, the world’s leading and most diverse derivatives marketplace, today announced that Chicago Mercantile Exchange Inc. has been formally granted the More...

Ashley Alder,  chief executive officer of the Securities and Futures Commission
By Steve On Friday, June 3rd, 2016
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HK SFC Alder Speech

Ashley Alder, chief executive officer of the Securities and Futures CommissionThe last time I spoke at an HKSI lunch was about 18 months ago, which was only a week after the launch of Shanghai-Hong Kong Stock Connect. More...

Ashley Alder,  chief executive officer of the Securities and Futures Commission
By Steve On Tuesday, May 31st, 2016
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HK SFC reprimands and fines Guotai Junan Securities $1.3 million

Ashley Alder, chief executive officer of the Securities and Futures CommissionThe Securities and Futures Commission (SFC) has reprimanded and fined Guotai Junan Securities (Hong Kong) Limited (Guotai Junan) $1.3 More...

Ashley Alder,  chief executive officer of the Securities and Futures Commission
By Steve On Thursday, May 7th, 2015
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HK SFC recovers $190 million for investors of collapsed hedge fund

Ashley Alder, chief executive officer of the Securities and Futures CommissionThe Securities and Futures Commission (SFC) today resolved proceedings involving the Descartes Athena Fund SPC (the Athena Fund), paving More...

Chris Pickles
By Steve On Thursday, May 7th, 2015
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Regulatory Reporting and Instrument Identification in APAC

Chris PicklesFor financial institutions in countries in the EU or the USA, it can be hard to imagine the complexities of regulatory reporting in the Asia/Pacific region. The USA may have multiple regulators (eg More...

Ravi Menon Managing Director Monetary Authority of Singapore -
By Steve On Wednesday, March 11th, 2015
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MAS and ESMA to Cooperate on CCPs in Singapore

Ravi Menon Managing Director Monetary Authority of Singapore –The Monetary Authority of Singapore (MAS) and the European Securities and Markets Authority (ESMA) have concluded a Memorandum of Understanding More...

Ravi Menon Managing Director Monetary Authority of Singapore -
By Steve On Sunday, March 8th, 2015
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APEC Economies consult on Proposed Rules for Asia Region Funds Passport

Ravi Menon Managing Director Monetary Authority of Singapore –Singapore, Australia, Korea, New Zealand, Philippines and Thailand (the Working Group) today released a joint consultation paper on the proposed More...

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