Regulatory Reporting and Instrument Identification in APAC

Chris Pickles

Chris PicklesFor financial institutions in countries in the EU or the USA, it can be hard to imagine the complexities of regulatory reporting in the Asia/Pacific region. The USA may have multiple regulators (eg SEC, CFTC, FINRA) but it is still a single regulatory regime. The EU has 28 separate member-states and even more national regulators, but More...

by Steve | Published 2 years ago
Chris Rojek, Head of Business Practice, Front Arena, APAC, SunGard
By Steve On Friday, December 5th, 2014
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How efficient is your cross asset margining?

Chris Rojek, Head of Business Practice, Front Arena, APAC, SunGardOn the 30, October Asia Etrading in partnership with Sungard brought together a panel of specialists for a webcast to examine the complexities and More...

By Steve On Sunday, October 13th, 2013
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Analysis on Risk Control and Overseas Regulation of Quantitative Trading

Hongsong Chou CEO Charles River AdvisorsThe global financial market experienced quite a lot of events during late August. Chinese securities company Everbright Securities’ fat finger trade caused chaos in Chinese More...

By Steve On Sunday, October 13th, 2013
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How many separate pools of collateral do you oversee?

Barnaby Nelson Head of Client Development, Asia BNP Paribas Securities ServiceEveryone has complained about liquidity or collateral this year. It has become an increasingly accepted cliché to say that we all face More...

By Steve On Saturday, August 10th, 2013
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Best Execution in Dark Pools

Dark pools can be vital sources of liquidity for buy-side firms, but to achieve best execution in broker dark pools, asset managers must ensure that they understand the pool’s characteristics and have the right More...

By Steve On Monday, April 22nd, 2013
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Stocken: HFT Concerns Are Overstated

David StockenAn ASIC investigation finds that commonly held negative perceptions about high-frequency trading are not supported by an analysis of Australian markets. But not everyone is convinced that HFT is benign. Last More...

By Steve On Tuesday, January 15th, 2013
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Trading into Hong Kong Close

Hongsong Chou CEO Charles River AdvisorsMarket Microstructure Features and Optimal Close Strategy Design Introduction: In October 2012, the Beijing-based China Asset Management Company (China AMC) and the Guangzhou-based More...

By Steve On Monday, January 14th, 2013
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Has Competition Been Good or Bad for Australia’s Securities Market?

Micheal Aitken Capital Markets Cooperative Research Centre (CMCRC)When Chi-X opened for business in Australia on October 31 2011, competition was set to change the face of the Australian marketplace. A key question More...

By Steve On Monday, October 1st, 2012
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How Do You Measure Trade Performance?

Josephine Kim, Director, Asia Pacific Execution Sales, Bank of America Merrill Lynch Measuring trade performance: The path to your best trading strategy The topic of best execution is increasingly coming under More...

By Steve On Monday, October 1st, 2012
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Are you ready for the HKEx Guarantee Fund changes?

Barnaby Nelson Head of Client Development, Asia BNP Paribas Securities Service Hong Kong exchange’s clearing house reforms: Not my problem? The imminent reforms to the HKEx’s risk management framework does not More...

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