TSE Imposes Disciplinary Action against Credit Suisse Securities

Atsushi Saito President & CEO TSE

Atsushi Saito President & CEO TSE GroupTokyo Stock Exchange, Inc. (hereinafter “TSE”) has taken disciplinary action (imposition of a JPY 60 million fine) against Credit Suisse Securities (Japan) Limited (hereinafter “the Company”) pursuant to the provisions of Rule 34, Paragraph 1 of the Trading Participant Regulations. Additionally, More...

by Steve | Published 8 months ago
Rajesh  Yohannan, OANDA, CEO
By Steve On Sunday, June 5th, 2016
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OANDA Asia Pacific Names New Managing Director and CEO

Rajesh Yohannan, OANDA, CEOOANDA, a global provider of innovative foreign exchange trading services, is pleased to announce the appointment of Rajesh Yohannan as Managing Director and CEO for OANDA Asia Pacific More...

Ashley Alder,  chief executive officer of the Securities and Futures Commission
By Steve On Tuesday, May 31st, 2016
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HK SFC reprimands and fines Guotai Junan Securities $1.3 million

Ashley Alder, chief executive officer of the Securities and Futures CommissionThe Securities and Futures Commission (SFC) has reprimanded and fined Guotai Junan Securities (Hong Kong) Limited (Guotai Junan) $1.3 More...

Tatsuo Wakabayashi, president, Mitsubishi UFJ Trust and Banking Corp
By Steve On Thursday, May 7th, 2015
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STOXX Signs MOU with Mitsubishi UFJ

Tatsuo Wakabayashi, president, Mitsubishi UFJ Trust and Banking CorpSTOXX Limited, the market-moving provider of innovative, tradable and global index concepts, today announced that it has entered into a memorandum More...

Kesara Manchusree, President, SET -
By Steve On Thursday, February 5th, 2015
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Thai bourse welcomes Standard Chartered Bank as the 5th settlement bank

Kesara Manchusree, President, SET –Thailand Clearing House Co., Ltd. (TCH), a subsidiary of The Stock Exchange of Thailand (SET), appoints Standard Chartered Bank (Thai) pcl as a settlement bank for securities More...

By Steve On Monday, February 2nd, 2015
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China Merchants Securities partners with Fidessa

Jean-Pierre Baron, Managing Director, Fidessa in Asia –Fidessa has announced that China Merchants Securities (CMS) is live on Fidessa’s fully managed and outsourced Asian trading platform, having upgraded More...

By Steve On Friday, January 30th, 2015
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Mizuho International goes live with GoldenSource EDM

Kevin Gage, Chief Information Officer, Mizuho InternationalGoldenSource, announced that Mizuho International plc, a subsidiary of one of the largest financial institutions in Japan, has gone live with GoldenSource More...

By Steve On Thursday, January 29th, 2015
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SGX adds Celestial Commodities Limited as Derivatives Trading member

Chew Sutat, Head of Sales, SGX –Singapore Exchange (SGX) is pleased to welcome Hong Kong-based Celestial Commodities Limited as a Trading Member to its derivatives market. Ms. Majone Cheng, CEO of CASH Financial More...

By Steve On Wednesday, November 26th, 2014
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BNP Paribas China Opens New Branch In Shanghai Free Trade Zone

Paul Yang, Head of Greater China and CEO of BNP Paribas Hong Kong Branch –BNP Paribas (China) Ltd.is pleased to announce on 26 November that it has further expanded its presence in the Shanghai Free Trade More...

By Steve On Friday, November 21st, 2014
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Citi Appoints Arvind Vashistha As Head Of Equity Capital Markets For India

Dirk Jones, Citi Global Head of Securities and Fund ServicesCiti India on 17 November announced the appointment of Arvind Vashistha as Head of Equity Capital Markets. Based in Mumbai, Arvind is responsible for the More...

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