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Liquidnet Sees Record Growth and Membership Enagement in Asia
Lee Porter, Head of Asia Pacific, LiquidnetLiquidnet, the global institutional >>
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HK SFC Fines Credit Suisse Securities $1.6 million for Regulatory Breaches
Ashley Alder, HK SFC CEOThe Securities and Futures Commission (SFC) has >>
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Instinet Strengthens Asia-Pacific Regional Sales Trading Team
Shaun Bramham Regional Head, Asia-Pacific InstinetInstinet Incorporated, a >>
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Liquidnet Sees Record Growth and Membership Enagement in Asia
Lee Porter, Head of Asia Pacific, LiquidnetLiquidnet, the global institutional trading network, reported a series of Asia Pacific trading records in May, including a record month of principal traded and the highest volume traded in a single day, since launching in the region five years ago, as the >>
HK SFC Fines Credit Suisse Securities $1.6 million for Regulatory Breaches
Ashley Alder, HK SFC CEOThe Securities and Futures Commission (SFC) has reprimanded and fined Credit Suisse Securities (Hong Kong) Limited (Credit Suisse) $1.6 million for regulatory breaches and internal control failings relating to position limit failures (Note 1). Credit Suisse has also >>
Instinet Strengthens Asia-Pacific Regional Sales Trading Team
Shaun Bramham Regional Head, Asia-Pacific InstinetInstinet Incorporated, a global leader in electronic trading, announced 6 June the appointment of Karan Wadhera as Head of Regional Sales Trading and Joe Hancock as Executive Director on the Regional Sales Trading team. “Client reaction to the >>
Harvest Global Investments Limited Launches Harvest MSCI China A 50 Index ETF
Dr. Henry Zhao, Chairman of Harvest Global InvestmentsHarvest Global Investments Limited (“HGI”) today announced the listing of its Harvest MSCI China A 50 Index ETF (RMB Counter Stock Code: 83136; HKD Counter Stock Code: 3136), providing investors access to the largest 50 constituents of the >>
Optiver Admitted to ASX 24 as Principal Trading Participant of Australian Securities Exchange
Paul Hilgers, CEO Optiver AsiaParticipants are advised that in accordance with ASX 24 Operating Rule 1000, Optiver Australia Pty Ltd has been admitted as an ASX 24 Principal Trading Participant of Australian Securities Exchange Limited with effect from 10th June 2013. Optiver proposes to >>
DST Study Finds 42% of Asian Wealth Managers See Regulatory Restrictions as Biggest Challenge to Managing Customer Data
Julian Webb, DST’s Global Head of Data Management and AnalyticsDST Global Solutions, a leading provider of technology and data management solutions for the investment management industry, today released the results of a study aimed at the condition of the wealth management industry in Asia. >>
BNP Paribas Securities Services Helps Investec to Launch Asian Trading
Barnaby Nelson Head of Client Development, Asia BNP Paribas Securities ServiceBNP Paribas Securities Services, a global custodian with over USD$7 trillion of assets under custody, announced May 30 that it has won mandates for four leading international brokers, including Investec, to expand their >>
BGC Partners Receives Approval to Conduct Principal Bond Trading in Korea
Len Harvey, Executive Managing Director and General Manager, Asia Pacific BGC PartnersBGC Partners, Inc., a leading global brokerage company servicing the wholesale financial and real estate markets, announced May 31 that its Korean entity, BGC Capital Markets and Foreign Exchange Broker (Korea) >>
CLSA Becomes the First Asian Broker to Go Live With Global Electronic Trade Confirmation on SWIFT
SWIFT, the financial messaging provider for more than 10,000 banking organisations, securities institutions and corporate customers in 212 countries and territories, today announced that CLSA has become the first Asian broker to go live on SWIFT's Global Electronic Trade Confirmation ("GETC") >>
IMC Join ASX 24 As Principal Trading Participant
Participants are advised that in accordance with ASX24 Operating Rule 1000, IMC Pacific Pty Ltd has been admitted as an ASX 24 Principal Trading Participant of Australian Securities Exchange Limited with effect from 27th May, 2013. IMC proposes to commence trading on Monday, 27 May 2013. The >>
