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HK SFC Reprimands and Fines IMC Asia Pacific Limited $1.5 million
The Securities and Futures Commission (SFC) has reprimanded IMC Asia Pacific >>
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ASX Disciplinary Tribunal IMC Pacific
The ASX Disciplinary Tribunal (the ‘Tribunal’) has imposed a total fine of >>
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ASX Reprimands IMC for Contravention Of Market Rules
The circumstances of this matter are detailed as follows: Between 1 February >>
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HK SFC Reprimands and Fines IMC Asia Pacific Limited $1.5 million
The Securities and Futures Commission (SFC) has reprimanded IMC Asia Pacific Limited (IMC) and fined it $1.5 million for regulatory breaches and internal control failings (Note 1). The disciplinary action follows an SFC investigation into IMC's use of short selling indicators for sales orders >>
ASX Disciplinary Tribunal IMC Pacific
The ASX Disciplinary Tribunal (the ‘Tribunal’) has imposed a total fine of $75,000 (plus GST) on IMC Pacific Pty Ltd (‘IMC’) for contravening ASX Market Rule 14.1.1 with respect to the following Orders it entered into the Trading Platform: (i) On 8 December 2008, by erroneously entering >>
ASX Reprimands IMC for Contravention Of Market Rules
The circumstances of this matter are detailed as follows: Between 1 February 2007 and 14 September 2007 (the ‘Relevant Period’) IMC contravened ASX Market Rule 13.4.1(a)(ii) by entering into 9,705 Market Transactions on the Trading Platform in respect of which IMC, as Principal, was both >>
