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Ashley Alder,  chief executive officer of the Securities and Futures Commission
By Steve On Wednesday, June 15th, 2016
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HK SFC reprimands and fines Schroder Investment Management $1.8 million

Ashley Alder, chief executive officer of the Securities and Futures CommissionThe Securities and Futures Commission (SFC) has reprimanded and fined Schroder Investment Management (Hong Kong) Limited (Schroder) More...

Ashley Alder, HK SFC Chief Executive Officer
By Steve On Wednesday, June 15th, 2016
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HK SFC fines State Street Global Advisors $4 million

Ashley Alder, HK SFC Chief Executive OfficerThe Securities and Futures Commission (SFC) has reprimanded and fined State Street Global Advisors Asia Limited (SSGA) $4 million for its failure to comply with regulatory More...

Rajesh  Yohannan, OANDA, CEO
By Steve On Sunday, June 5th, 2016
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OANDA Asia Pacific Names New Managing Director and CEO

Rajesh Yohannan, OANDA, CEOOANDA, a global provider of innovative foreign exchange trading services, is pleased to announce the appointment of Rajesh Yohannan as Managing Director and CEO for OANDA Asia Pacific More...

Christopher Fix, Head of Asia Pacific, CME Group
By Steve On Friday, June 3rd, 2016
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CME Group Granted License to Clear Interest Rate Swaps in Japan

Christopher Fix, Head of Asia Pacific, CME GroupCME Group, the world’s leading and most diverse derivatives marketplace, announced that Chicago Mercantile Exchange Inc. (CME) has been formally granted the More...

Christopher Fix, Head of Asia Pacific, CME Group
By Steve On Friday, June 3rd, 2016
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CME Granted Recognised Clearing House Status by the Monetary Authority of Singapore

Christopher Fix, Head of Asia Pacific, CME GroupCME Group, the world’s leading and most diverse derivatives marketplace, today announced that Chicago Mercantile Exchange Inc. has been formally granted the More...

Xu Chen Chairman, Shanghai Clearing House
By Steve On Friday, June 3rd, 2016
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CFTC Issues No-Action Letter for Shanghai Clearing House

Xu Chen Chairman, Shanghai Clearing HouseThe U.S. Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk (DCR) today issued a time-limited no-action letter stating that DCR will not recommend More...

Peter Reitz, CEO, EEX Cleartrade
By Steve On Friday, June 3rd, 2016
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CFTC Permits Cleartrade Trading By Direct Access from the US

Peter Reitz, CEO, EEX CleartradeThe U.S. Commodity Futures Trading Commission (CFTC) today issued Orders of Registration to the following Foreign Boards of Trade (FBOT): BM&FBOVESPA S.A. – Bolsa de Valores, More...

Ashley Alder,  chief executive officer of the Securities and Futures Commission
By Steve On Friday, June 3rd, 2016
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HK SFC Alder Speech

Ashley Alder, chief executive officer of the Securities and Futures CommissionThe last time I spoke at an HKSI lunch was about 18 months ago, which was only a week after the launch of Shanghai-Hong Kong Stock Connect. More...

Hartmut Graf, chief executive officer, STOXX -
By Steve On Tuesday, May 31st, 2016
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Deutsche Borse and Taiwan Futures Exchange enter into market data partnership

Hartmut Graf, chief executive officer, STOXX –Taiwan Futures Exchange (TAIFEX) and Deutsche Börse Market Data + Services signed a market data partnership agreement, under which Deutsche Börse will act as More...

Ashley Alder,  chief executive officer of the Securities and Futures Commission
By Steve On Tuesday, May 31st, 2016
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HK SFC reprimands and fines Guotai Junan Securities $1.3 million

Ashley Alder, chief executive officer of the Securities and Futures CommissionThe Securities and Futures Commission (SFC) has reprimanded and fined Guotai Junan Securities (Hong Kong) Limited (Guotai Junan) $1.3 More...

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