Sophia B

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By Sophia B On Friday, September 13th, 2013
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Commonwealth Bank Of Australia Becomes An OTC Clearing Participant Of ASX Clear

Elmer Funke Kupper, CEO ASX GroupParticipants are advised that in accordance with Clearing Rule 4.6, approval of the Board to admit Commonwealth Bank of Australia (“CBA”) as an OTC Clearing Participant of ASX More...

By Sophia B On Friday, September 13th, 2013
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Deutsche Bank Becomes An OTC Clearing Participant Of ASX Clear

Elmer Funke Kupper, CEO ASX GroupParticipants are advised that in accordance with Clearing Rule 4.6, approval of the Board to admit Deutsche Bank AG (“DBA”) as an OTC Clearing Participant of ASX Clear (Futures) More...

By Sophia B On Friday, September 13th, 2013
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Nikko Asset Management Goes Live on BNP Paribas Regional Platform

Lawrence Au, head of Asia Pacific for BNP Paribas Securities ServicesBNP Paribas Securities Services (BNP Paribas), a global custodian with over USD7 trillion in assets under custody, has announced that it has successfully More...

By Sophia B On Friday, September 13th, 2013
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Singapore Exchange and Clearstream to Launch Collateral Management Service

Muthukrishnan Ramaswami, President SGX SGX and Clearstream have signed a Letter of Intent on the launch of a collateral management service which enables customers to more easily and efficiently use assets held at More...

By Sophia B On Friday, September 13th, 2013
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First Trade Cleared by ASX OTC Derivatives Clearing Service

ASX Deputy CEO, Peter HiomASX’s OTC Derivatives Clearing Service cleared its first Australian dollar interest rate swap trade on 12th September – an over- the-counter transaction between Commonwealth Bank of More...

By Sophia B On Friday, September 13th, 2013
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Major Chinese Bank Deploys FENICS Middleware Solution

Richard Brunt, Managing Director of FENICS FENICS®, a leading provider of FX options software, announced on that Bank of Communications, a leading global financial services group based in Shanghai, has licensed More...

By Sophia B On Wednesday, September 11th, 2013
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Tullett Prebon Information Offers Innovative Chinese Bond Pricing Service

Frank Desmond, Managing Director, Tullett Prebon Global financial data vendor provides unique insight into 4th largest bond market London and Shanghai 9th September 2013: Tullett Prebon Information, a leading provider More...

By Sophia B On Saturday, September 7th, 2013
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Dion Appoints Managing Director for Australia & New Zealand

Rudi Pecker Managing Director Dion Global Solutions Australia 04th September Dion Global Solutions (BSE: DION), technology partner to the financial services industry, has appointed Rudi Pecker as its Managing Director More...

By Sophia B On Saturday, September 7th, 2013
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Corporate Investor Convicted of Illegal Short Selling

Alexa Lam, HK SFC Deputy CEO The Eastern Magistrates’ Court convicted 6 September Premium Stars Investments Limited (Premium Stars) after it pleaded guilty to one count of illegal short selling in the shares of More...

By Sophia B On Saturday, September 7th, 2013
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HK SFC Reprimands and Fines Sun On Tat Securities Company Limited and its Responsible Officer $1.8 million

Ashley Alder, HK SFC CEO The Securities and Futures Commission (SFC) has reprimanded Sun On Tat Securities Company Limited (Sun On Tat) and fined it $1,600,000 for internal control failings in a number of aspects More...

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